Any person or firm that gives investment recommendations or advice in return for any form of economic benefit and is registered with the U.S. Securities and Exchange Commission (SEC) or qualifies under SEC rules to be regulated by and required to register with the SEC. For further consideration please visit https://www.sec.gov
Global Definitions Database
Registered Investment Advisor (RIA)
Source: Global | Date: 23 March 2020 | ID: D0595 | Version: 2